- The pricing for six private placement offerings/equity funding rounds for a Houston based De Novo bank charter.
- Valuation of minority voting common stock in a $15.0 million private placement transaction for a mid-sized community bank.
- The preparation of a ‟fairness from a financial point-of-view opinion‶ for a fourth round venture capital funding transaction for a semiconductor design and testing concern.
- The design of four ‘new‵ classes of preferred stock for the exchange of three ‘old‵preferred instruments to preserve a substantial net operating loss carry forward for a largefurniture manufacturing company during a new equity capital infusion/recapitalization transaction.
